Financial Institutions Compliance and Regulatory

 

Our extensive experience as counsel on a wide range of compliance and regulatory matters allows us to handle U.S. and international compliance challenges for banking, broker-dealer, and investment management clients. Our group includes attorneys that have held senior regulatory positions in the United States. Group members possess an expertise that extends beyond multiple U.S. regulatory regimes and agencies to include direct experience with international regulatory and compliance matters. We have counseled on the full landscape of US banking, broker-dealer, and investment management regulations as well as on complex cross-border regulatory matters.