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Banking, Finance, and Investment Management


Our deep knowledge of the banking, finance, investment management, and insurance sectors and long experience counseling financial services clients permits us to handle a wide array of complex banking, securities, broker-dealer, investment management, and insurance matters.  We have advised in matters pertaining to fixed income, bonds, emerging markets, derivatives, equities, mutual funds, investment contracts, hedge funds, fund of funds, annuities, alternative investments, managed accounts, structured products, personal investment companies, trusts, investment research, unit investment plans, guaranteed index plans, global asset portfolios, credit cards, private offerings, mergers and acquisitions, insurance and reinsurance, commercial lending, corporate and public finance, tax, financial product marketing, customer complaints, anti-money laundering, know your customer, and human resources issues.


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